Risk monitoring your RMS team can act on
Monitor margin, mark-to-market, positions and exposure across clients, branches and segments, with drill-down dashboards that help risk teams spot exceptions early.
Challenges addressed
Problems this module helps with
- Risk data arriving late or from several sources
- Difficulty seeing exposure by client, branch and segment
- Manual tracking of collateral and margin shortfalls
- No single view for surveillance teams
Total MTM
-1.82 Cr
Margin used
71%
Shortfalls
14
Clients at risk
9
| Client | Exposure | Margin | Status |
|---|---|---|---|
| SAMPLE-1042 | 42.1 L | 88% | Shortfall |
| SAMPLE-2210 | 18.6 L | 64% | Watch |
| SAMPLE-3307 | 9.4 L | 32% | OK |
Features
Core capabilities
Risk & margin monitoring
Track margin utilisation and shortfalls across your client base.
MTM monitoring
Follow mark-to-market movements and flag positions that need attention.
SPAN & F&O parameters
Work with SPAN and F&O risk parameters inside the RMS workflow.
Exposure views
See position and exposure by client, branch and segment.
Surveillance dashboards
Configure dashboards for surveillance and risk-review routines.
Drill-down analysis
Move from a summary figure to the underlying client and position detail.
Workflow
How it works
- 01
Load positions
- 02
Apply risk parameters
- 03
Monitor MTM & margin
- 04
Flag exceptions
- 05
Review & act
Integrations & dependencies
- Market data feeds
- Back-office ledgers
- Collateral records
Specific integrations are confirmed for each deployment.
Security & access
- Role-based permissions
- Screen-level access control
- Branch-level permissions
- Audit trails
FAQs
RMS & Compliance questions
Does the RMS guarantee regulatory compliance?
No. It provides monitoring and reporting tools; regulatory responsibility stays with the firm.
Can dashboards be configured per team?
Yes. Risk dashboards are configurable for different users and roles.
Related
Related products
Position Exposure & Delivery Risk
Track position exposure and physical-delivery risk before settlement.
- Position exposure
- Physical-delivery risk
- Segment-wise views
Collateral, Limits & Margin
Manage collateral, trading limits and margin requirements in one view.
- Collateral monitoring
- Trading-limit management
- Margin shortfall tracking
Alerts & Notifications
Configurable alerts for trades, margin shortfalls and workflow exceptions.
- Trade & event alerts
- Margin shortfall alerts
- Risk exceptions
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